Pragmatic Regulatory Enforcement Defense

Our Regulatory and Enforcement Defense team recognizes that the stakes could not be higher for an individual or business facing unwarranted regulatory scrutiny and enforcement. The "David vs. Goliath" nature of investigations or actions brought by the SEC, the US Department of Justice, state attorneys general, FINRA, and other regulators can be overwhelming. We strive to level the playing field for our clients. Drawing on decades of experience working pragmatically with federal and state regulators, we develop a defense strategy that enables you to remain focused on business, while we defend your best interests fearlessly.

As a multi-disciplinary firm, we routinely call on our Transactional and Regulatory attorneys to navigate industry regulations as you set up or expand your business. We structure your operations to address mandates proactively, and can develop and implement compliance programs tailored for your employees and industry – at cost-effective rates that other firms would be hard-pressed to match.

A short list of the regulatory defense services Moye White offers includes:

  • Breach of fiduciary duty
  • Corporate governance
  • Contract negotiations
  • Financing
  • Fraudulent offerings
  • Improper stock valuation
  • Market manipulation
  • Mergers and acquisitions
  • Proxy violations
  • Securities offerings
  • Tender offers
Practice Area Contact
Lucas T. Ritchie

Attorney

J. David Arkell

Attorney

Alternative Dispute ResolutionConstructionLitigation

James Belgum

Attorney

ConstructionLitigationInsurance

Jack W. Berryhill

Attorney

Alternative Dispute ResolutionLitigation

Kelsey R. Bowers

Attorney

Business and CorporateEmploymentLitigationInsurance

Abby L. Brown

Attorney

Alternative Dispute ResolutionConstructionEmploymentLitigation

Theodore B. Brown

Attorney

Business and CorporateCommercial and Real Estate LendingCommercial Real Estate LeasingCommerical Real Estate DevelopmentConstructionMultifamily and CondoReal Estate

James R. Cage

Attorney

ConstructionEmploymentIntellectual PropertyLitigationFinancial ServicesInsurance

Vikrama S. Chandrashekar

Attorney

LitigationBrewing and DistillingMedia and EntertainmentCannabis

Jordan L. Cohen, LL.M. (Tax)

Attorney

Business and CorporateMergers and AcquisitionsTaxPrivate Equity

Frederic K. “Jerry” Conover

Of Counsel

Alternative Dispute ResolutionLitigation

Rebecca B. DeCook

Attorney

Administrative LawEmploymentLitigationAdvanced EnergyCommunicationsPrivate Equity

Keely C. Downs

Attorney

Commercial and Real Estate LendingMultifamily and CondoReal EstateAdvanced EnergySustainability

Andrew T. Flynn

Attorney

EmploymentLitigationInsurance

Erik K. Foster

Attorney

Commercial and Real Estate LendingCommercial Real Estate LeasingCommerical Real Estate DevelopmentConstructionMultifamily and CondoReal Estate

Paul R. Franke, III

Chair, Litigation Section

Bankruptcy, Restructuring, and Creditors’ RightsBusiness and CorporateLitigationReal EstateSecurities & Capital MarketsCommunicationsFinancial ServicesPrivate Equity

Mike L. Fredregill

Attorney

Business and CorporateCommerical Real Estate DevelopmentConstructionReal Estate

Charles Greenhouse

Attorney

Bankruptcy, Restructuring, and Creditors’ RightsLitigationReal Estate

Scott P. Greiner, LL.M. (Tax)

Attorney

Business and CorporateTaxTrusts and Estates

Lynne M. Hanson

Co-Chair, Business Section

Business and CorporateFranchise and DistributionIntellectual PropertyMergers and AcquisitionsFinancial ServicesFood and BeveragePrivate Equity

Patrick J. Hickey

Attorney

EmploymentLitigationReal EstateSecurities & Capital MarketsAdvanced Energy

Jessica R. Hunter

Attorney

Business and CorporateIntellectual PropertyBrewing and DistillingFood and Beverage

Scott C. James

Attorney

ConstructionLitigationReal EstateInsurance

Bethany A. Johnson

Attorney

Commercial Real Estate LeasingCommerical Real Estate DevelopmentConstructionReal EstateBrewing and DistillingFood and Beverage

William F. Jones

Attorney

Franchise and DistributionIntellectual PropertyLitigationReal EstateTrusts and EstatesBrewing and DistillingFood and BeverageInsuranceManufacturing

David J. Katalinas

Attorney

Business and CorporateFranchise and DistributionMergers and AcquisitionsReal EstateFood and Beverage

John W. Kellogg

Attorney

Bankruptcy, Restructuring, and Creditors’ RightsBusiness and CorporateFranchise and DistributionMergers and AcquisitionsSecurities & Capital MarketsAdvanced EnergyManufacturingPrivate EquityBlockchain Technology

Craig J. Knobbe

Attorney

Business and CorporateFranchise and DistributionMergers and AcquisitionsReal EstateBrewing and DistillingFood and Beverage

David A. Laird

Attorney

Bankruptcy, Restructuring, and Creditors’ RightsCommercial and Real Estate LendingConstructionLitigationReal EstateFinancial Services

Eric B. Liebman

Attorney

Bankruptcy, Restructuring, and Creditors’ RightsConstructionEmploymentLaw Practice, Regulation, Ethics, and Professional LiabilityLitigationReal EstateSecurities & Capital MarketsTrusts and EstatesAdvanced EnergyFinancial ServicesInsuranceLaw Firms & LawyersCannabis

Thomas M. List

Managing Partner

Commercial Real Estate LeasingCommerical Real Estate DevelopmentConstructionEmploymentLitigationReal Estate

Stephanie D. Loughner

Attorney

Business and CorporateEmploymentReal Estate

Charles F. Luce, Jr.

Attorney

Intellectual PropertyLaw Practice, Regulation, Ethics, and Professional LiabilityLaw Firms & LawyersSoftware and Technology

Christopher E. McCall

Attorney

Administrative LawEmploymentLitigation

Marilyn W. McWilliams

Attorney

TaxTrusts and Estates

John E. Moye

Attorney

Business and CorporateLaw Practice, Regulation, Ethics, and Professional LiabilityMergers and AcquisitionsFinancial ServicesLaw Firms & Lawyers

Dean Nakayama

Executive Director

Edwin A. Naylor

Attorney

Business and CorporateIntellectual PropertyMergers and AcquisitionsManufacturing

Nicholas M.P. Reckman

Attorney

Business and CorporateMergers and AcquisitionsReal EstateBrewing and DistillingFinancial ServicesFood and Beverage

Kelly Reiman, LL.M. (Tax)

Co-Chair, Business Section

Business and CorporateMergers and AcquisitionsReal EstateTaxManufacturingPrivate Equity

Dean Richardson

Vice Chair, Litigation Section

Franchise and DistributionLitigationReal EstateCannabis

Lucas T. Ritchie

Attorney

Business and CorporateEmploymentLitigationRegulatory and Enforcement DefenseSecurities & Capital MarketsFinancial ServicesInsurancePrivate Equity

Zaki Robbins

Attorney

Business and CorporateMergers and AcquisitionsSecurities & Capital Markets

Carrie A. Rodgers

Attorney

Alternative Dispute ResolutionConstructionLitigation

Patricia J. Rogers

Attorney

Business and CorporateCommercial and Real Estate LendingMergers and AcquisitionsSecurities & Capital MarketsFinancial ServicesPrivate EquityBlockchain TechnologySustainability

David C. Roos

Attorney

Business and CorporateMergers and AcquisitionsSecurities & Capital MarketsFinancial Services

Amy H. Ruhl

Co-Chair, Real Estate Section

Commercial and Real Estate LendingCommercial Real Estate LeasingCommerical Real Estate DevelopmentMultifamily and CondoReal Estate

Dominick Sekich

Attorney

Business and CorporateReal EstateAdvanced EnergyBrewing and DistillingCommunicationsFood and BeverageManufacturingMedia and EntertainmentSoftware and TechnologySustainability

Lorni Sharrow, LL.M. (Tax)

Attorney

Trusts and Estates

Rebecca Smock

Attorney

Business and CorporateFranchise and DistributionIntellectual PropertyMergers and AcquisitionsFood and BeverageMedia and EntertainmentSoftware and TechnologyCybersecurity and Data Breach Defense

Eric V. Snyder

Attorney

Bankruptcy, Restructuring, and Creditors’ RightsBusiness and CorporateCommercial and Real Estate LendingCommercial Real Estate LeasingCommerical Real Estate DevelopmentConstructionMergers and AcquisitionsMultifamily and CondoReal EstateAdvanced EnergyFinancial Services

Rose Standifer

Attorney

Business and CorporateMergers and AcquisitionsSecurities & Capital MarketsAdvanced EnergyPrivate EquitySoftware and Technology

Jennifer L. Stenman

Co-Chair, Real Estate Section

Commercial and Real Estate LendingCommercial Real Estate LeasingCommerical Real Estate DevelopmentMultifamily and CondoReal EstateAdvanced EnergyFinancial Services

Timothy M. Swanson

Attorney

Bankruptcy, Restructuring, and Creditors’ RightsCommercial and Real Estate LendingLitigationFinancial Services

Kristen L. Sweat, LL.M. (Tax)

Attorney

Business and CorporateMergers and AcquisitionsTaxTrusts and EstatesBrewing and DistillingFinancial ServicesPrivate Equity

Jake J. Tiernan

Attorney

Commercial and Real Estate LendingCommercial Real Estate LeasingMultifamily and CondoReal EstateBrewing and Distilling

Edward D. (Ted) White

Attorney

Alternative Dispute ResolutionBusiness and CorporateMergers and AcquisitionsReal EstateSecurities & Capital MarketsAdvanced EnergyFinancial ServicesPrivate EquitySustainability

Rachel Yeates

Attorney

Business and CorporateLitigationRegulatory and Enforcement DefenseSecurities & Capital MarketsFinancial Services