Comprehensive Legal Representation for Finance and Securities
As a leader in Business and Corporate Law, Moye White represents public and private companies, broker-dealers, investment advisors, and health care professionals in a wide range of finance and securities matters.
Our attorneys have conducted internal investigations and served as counsel to special committees formed by company boards. We represent our clients before state and federal securities regulators on a regular basis, and work with our Litigation attorneys to defend clients in civil litigation and administrative proceedings involving claims of fraud and securities law violations. Our attorneys have defended clients in civil trials, internal investigations, and administrative proceedings brought by the SEC, FINRA, state regulatory agencies, and national stock exchanges.
Public and Private Offerings
We prepare private and public offering documents, counsel early-stage companies on formation issues, and raise funds from investors in private offerings. We have significant experience designing and implementing management fee and executive compensation arrangements principals. Our lawyers assist clients in organizing, operating, and maintaining private investment funds, including buyout, mezzanine, distressed, and venture capital funds.
The attorneys at Moye White represent public companies concerning private and public offerings of common stock, preferred stock, mutual funds, bonds, warrants, and debt. We have represented real estate investment trusts and business development companies in public offerings totaling tens of billions of dollars.
We have significant experience designing and implementing management fee and executive compensation arrangements for the principals of private investment funds. Our funds services include:
- Partnership structuring
- Preparation of offering documents
- Identification of tax, securities, and investment company issues
- Resolution of compensation, equity, employment, and governance issues
Moye White provides counsel on leveraged transactions. We frequently represent private equity sponsors, we also have significant experience representing management teams, mezzanine investors, and financial advisers in leveraged acquisitions. Our experience involves investments across many industries, including:
- Franchise and distribution
- Real estate
- Software and technology
Securities Guidance, Litigation, and Enforcement
We also work with you to develop best practices on securities compliance issues and governance, particularly in response to regulatory environment changes. We assist public companies in preparing periodic reports, proxy statements, offering documents, and other filings with the Securities and Exchange Commission, FINRA, and stock exchanges. In addition, Moye White provides comprehensive legal guidance in all aspects of finance and securities matters, including Government Investigations and Enforcement Actions representation.
Experienced Finance and Securities Attorneys in Denver and Atlanta
Our Securities and Finance team can take on the burden of preventing regulatory issues, as well as defend you through litigation if necessary, so you can concentrate on running your business. In an ever-changing area of the law, it is important to work with a team of lawyers who understand the high-stakes intricacies while prioritizing your best interests.