Comprehensive Legal Representation for Finance and Securities

As a leader in Business and Corporate Law, Moye White represents public and private companies, broker-dealers, investment advisors, and health care professionals in a wide range of finance and securities matters.

Our attorneys have conducted internal investigations and served as counsel to special committees formed by company boards. We represent our clients before state and federal securities regulators on a regular basis, and work with our Litigation attorneys to defend clients in civil litigation and administrative proceedings involving claims of fraud and securities law violations. Our attorneys have defended clients in civil trials, internal investigations, and administrative proceedings brought by the SEC, FINRA, state regulatory agencies, and national stock exchanges.

Public and Private Offerings

We prepare private and public offering documents, counsel early-stage companies on formation issues, and raise funds from investors in private offerings. We have significant experience designing and implementing management fee and executive compensation arrangements principals. Our lawyers assist clients in organizing, operating, and maintaining private investment funds, including buyout, mezzanine, distressed, and venture capital funds.

The attorneys at Moye White represent public companies concerning private and public offerings of common stock, preferred stock, mutual funds, bonds, warrants, and debt. We have represented real estate investment trusts and business development companies in public offerings totaling tens of billions of dollars.

Funds

We have significant experience designing and implementing management fee and executive compensation arrangements for the principals of private investment funds. Our funds services include:

  • Partnership structuring 
  • Preparation of offering documents
  • Identification of tax, securities, and investment company issues 
  • Resolution of compensation, equity, employment, and governance issues

Moye White provides counsel on leveraged transactions. We frequently represent private equity sponsors, we also have significant experience representing management teams, mezzanine investors, and financial advisers in leveraged acquisitions. Our experience involves investments across many industries, including:

  • Biotechnology
  • Communications
  • Franchise and distribution
  • Energy
  • Healthcare
  • Insurance
  • Manufacturing
  • Media
  • Real estate
  • Retail
  • Software and technology

Securities Guidance, Litigation, and Enforcement

We also work with you to develop best practices on securities compliance issues and governance, particularly in response to regulatory environment changes. We assist public companies in preparing periodic reports, proxy statements, offering documents, and other filings with the Securities and Exchange Commission, FINRA, and stock exchanges. In addition, Moye White provides comprehensive legal guidance in all aspects of finance and securities matters, including Government Investigations and Enforcement Actions representation. 

Experienced Finance and Securities Attorneys in Denver and Atlanta

Our Securities and Finance team can take on the burden of preventing regulatory issues, as well as defend you through litigation if necessary, so you can concentrate on running your business. In an ever-changing area of the law, it is important to work with a team of lawyers who understand the high-stakes intricacies while prioritizing your best interests.

Practice Area Contact

Patrick R. Akers

Attorney

Bankruptcy, Restructuring, and Creditors’ RightsLitigation

J. David Arkell

Attorney

Alternative Dispute ResolutionConstructionLitigationAdvanced Energy

Jack W. Berryhill

Attorney

Alternative Dispute ResolutionLitigation

Allen N. Bradley

Attorney

Business and CorporateFinance and SecuritiesMergers and AcquisitionsPrivate Equity and Venture CapitalPrivately Held and Emerging CompaniesTaxTrusts and EstatesAdvanced EnergySoftware and TechnologySustainability

Caleena S. Braig

Vice-Chair, Litigation Section

Business and CorporateEmploymentLitigation

James R. Cage

Attorney

ConstructionEmploymentIntellectual PropertyLitigationFinancial ServicesInsurance

Vikrama S. Chandrashekar

Attorney

Bankruptcy, Restructuring, and Creditors’ RightsLitigationAdvanced EnergyBrewing and DistillingMedia and Entertainment

Frederic K. “Jerry” Conover

Of Counsel

Alternative Dispute ResolutionLitigation

Rebecca B. DeCook

Attorney

Administrative LawEmploymentLitigationPrivate Equity and Venture CapitalAdvanced EnergyCommunications

Matt Dillman

Attorney

Commercial and Real Estate LendingCommercial Real Estate DevelopmentCommercial Real Estate LeasingReal Estate

Keely C. Downs

Attorney

Commercial and Real Estate LendingMultifamily, Planned Communities, Condos, and HousingReal EstateAdvanced EnergySustainability

Georginne Dudash

Attorney

Real Estate

Andrew T. Flynn

Attorney

ConstructionEmploymentIntellectual PropertyLitigationReal EstateInsurance

Paul R. Franke, III

Attorney

Bankruptcy, Restructuring, and Creditors’ RightsBusiness and CorporateFinance and SecuritiesLitigationPrivate Equity and Venture CapitalReal EstateCommunicationsFinancial Services

Heidi J. Gassman

Attorney

Business and CorporateCommercial Real Estate DevelopmentCommercial Real Estate LeasingConstructionReal EstateTrusts and Estates

Rebecca B. Givens

Chair, Real Estate Section

Commercial and Real Estate LendingCommercial Real Estate DevelopmentCommercial Real Estate LeasingConstructionPrivate Equity and Venture CapitalPrivately Held and Emerging CompaniesReal Estate

Steven J. Gockley

Attorney

ConstructionReal Estate

Garrett Graff

Attorney

Business and CorporateMergers and AcquisitionsReal EstateBrewing and DistillingFood and BeverageManufacturing

Scott P. Greiner

Attorney

Business and CorporateTaxTrusts and Estates

Arthur K. Griffin

Attorney

Business and CorporateCommercial and Real Estate LendingCommercial Real Estate DevelopmentCommercial Real Estate LeasingReal EstateBrewing and Distilling

Lynne M. Hanson

Attorney

Business and CorporateFranchise and DistributionIntellectual PropertyMergers and AcquisitionsPrivate Equity and Venture CapitalFinancial ServicesFood and Beverage

Jordan E. Helton

Attorney

Litigation

Nick R. Herrick

Attorney

ConstructionEmploymentLitigationInsurance

Allison M. Hester

Attorney

Intellectual PropertyLitigation

Patrick J. Hickey

Attorney

EmploymentFinance and SecuritiesLitigationReal EstateAdvanced Energy

Yasaman H. Hosseini

Attorney

Business and CorporateInternational Transactions and Dispute ResolutionMergers and AcquisitionsPrivate Equity and Venture CapitalReal EstateTrusts and EstatesAdvanced Energy

Paul W. Jordan

Attorney

Law Practice, Regulation, Ethics, and Professional LiabilityLitigationInsurance

Danielle M. Kane

Attorney

Commercial and Real Estate LendingCommercial Real Estate DevelopmentConstructionReal EstateSustainability

Marissa E. Kazemi

Attorney

Business and CorporateReal Estate

Kole W. Kelley

Attorney

Administrative LawReal EstateAdvanced Energy

John W. Kellogg

Attorney

Bankruptcy, Restructuring, and Creditors’ RightsBusiness and CorporateFinance and SecuritiesFranchise and DistributionMergers and AcquisitionsPrivate Equity and Venture CapitalPrivately Held and Emerging CompaniesAdvanced EnergyManufacturingBlockchain Technology

David A. Laird

Attorney

Bankruptcy, Restructuring, and Creditors’ RightsCommercial and Real Estate LendingConstructionLitigationReal EstateFinancial Services

Jennifer Knight Lang

Attorney

ConstructionLitigationReal EstateInsurance

Lilly G. Lentz

Attorney

Alternative Dispute ResolutionConstructionEmploymentLitigation

Chris Levkulich

Attorney

Business and CorporateMergers and AcquisitionsMultifamily, Planned Communities, Condos, and HousingReal EstateTaxTrusts and Estates

Eric B. Liebman

Attorney

Bankruptcy, Restructuring, and Creditors’ RightsConstructionEmploymentFinance and SecuritiesLaw Practice, Regulation, Ethics, and Professional LiabilityLitigationReal EstateTrusts and EstatesAdvanced EnergyFinancial ServicesInsurance

Thomas M. List

Attorney

Commercial Real Estate LeasingConstructionEmploymentLitigationReal Estate

Charles F. Luce, Jr.

Attorney

Intellectual PropertyLaw Practice, Regulation, Ethics, and Professional LiabilitySoftware and Technology

Joseph W. Mark

Attorney

Alternative Dispute ResolutionBusiness and CorporateLitigation

Courtney A. McShane

Attorney

Commercial and Real Estate LendingCommercial Real Estate DevelopmentCommercial Real Estate LeasingReal Estate

Jason T. Moilanen

Attorney

Commercial and Real Estate LendingCommercial Real Estate DevelopmentCommercial Real Estate LeasingReal Estate

John E. Moye

In Memoriam

Dean Nakayama

Chief Operating Officer

Edwin A. Naylor

Attorney

Business and CorporateIntellectual PropertyMergers and AcquisitionsManufacturing

Elizabeth G. Penn

Attorney

Business and CorporateMergers and AcquisitionsPrivate Equity and Venture CapitalPrivately Held and Emerging Companies

Merc Pittinos

Managing Partner

Commercial and Real Estate LendingLitigationReal Estate

Tasha J. Power

Attorney

Commercial Real Estate DevelopmentCommercial Real Estate LeasingReal Estate

Alexandra Renes

Attorney

Commercial and Real Estate LendingCommercial Real Estate DevelopmentCommercial Real Estate LeasingConstructionReal Estate

Dean Richardson

Chair, Litigation Section

Franchise and DistributionLitigationReal Estate

Zaki Robbins

Chair, Business Section

Business and CorporateFinance and SecuritiesMergers and AcquisitionsPrivate Equity and Venture CapitalAdvanced Energy

Nikki Roberts

Attorney

Commercial and Real Estate LendingCommercial Real Estate DevelopmentCommercial Real Estate LeasingReal EstateFinancial Services

Chris W. Scolari

Vice-Chair, Business Section

Trusts and EstatesAdvanced Energy

Tanya A. Sevy

Attorney

Administrative LawConstructionEmploymentLitigation

Michael R. Siavage

Of Counsel

Business and CorporateFinance and SecuritiesIntellectual PropertyMergers and AcquisitionsPrivately Held and Emerging CompaniesSoftware and Technology

Timothy M. Swanson

Attorney

Bankruptcy, Restructuring, and Creditors’ RightsCommercial and Real Estate LendingLitigationFinancial Services

Nicholas H. Thompson

Attorney

Business and CorporateMergers and AcquisitionsTrusts and Estates

Jake J. Tiernan

Vice-Chair, Real Estate Section

Commercial and Real Estate LendingCommercial Real Estate LeasingReal EstateBrewing and Distilling

Tanner J. Walls

Vice-Chair, Litigation Section

Administrative LawCommercial Real Estate DevelopmentEmploymentLaw Practice, Regulation, Ethics, and Professional LiabilityLitigationLaw Firms and Lawyers

Daniel C. Wennogle

Attorney

ConstructionLitigationReal Estate

Edward D. (Ted) White

Attorney

Alternative Dispute ResolutionBusiness and CorporateFinance and SecuritiesMergers and AcquisitionsPrivate Equity and Venture CapitalPrivately Held and Emerging CompaniesReal EstateAdvanced EnergyFinancial ServicesSustainability

Jana Willsey

Attorney

Commercial and Real Estate LendingCommercial Real Estate DevelopmentMultifamily, Planned Communities, Condos, and Housing

Mark W. Yoder

Attorney

Business and CorporateCommercial and Real Estate LendingCommercial Real Estate DevelopmentCommercial Real Estate LeasingConstructionEmploymentFinance and SecuritiesMergers and AcquisitionsPrivate Equity and Venture CapitalReal Estate

Tami York

Attorney

Business and CorporateCommercial Real Estate LeasingConstruction